Legal Orders
Pursuant to K.S.A. 77-415, orders published herein shall not be used as precedent in any subsequent adjudication against a person who was not a party to the original adjudication unless the order is designated by the agency as precedent. Such orders will have a designation set forth in the order.
All orders are in PDF format unless otherwise indicated.
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2018 Legal Orders | |
Walker, Casey |
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Authority: K.S.A. Division: Financial Surveillance Division | |
SUMMARY: License revoked - Summary Order issued - Revocation of license; used fraudulent conduct or demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business; improperly withheld, misappropriated or converted a moneys received in the course of doing business. | |
Status: Revoked | |
Porras, Derek |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked. - Revocation of license; used fraudulent conduct or demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business; failure to forward premiums to companies; intentionally misrepresented the provisions, terms and conditions of an insurance contract or application for insurance. | |
Status: Revoked | |
Taylor, Robbie K. |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked. - Summary Order issued - Revocation of license; used fraudulent conduct or demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business; failure to forward premiums to companies; intentionally misrepresented the provisions, terms and conditions of an insurance contract or application for insurance. | |
Status: Revoked | |
Amtrust Insuance Company of Kansas, Inc. |
|
Authority: K.S.A. 40-3304; 40-1-28 | |
SUMMARY: Form A Statement approved - Form A Statement approved; acquisition of control of Amtrust Insuance Company of Kansas, Inc. by Evergreen Parent, LP. and Evergreen Parent GP, LLP. | |
Status: | |
Carrillos, Ashley L. |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: Consent under 18 U.S.C. 1033 granted - Request granted to engage in the business of insurance as a insurance agent pursuant to 18 U.S.C. 1033; application for resident agent license; felony and misdemeanor convictions; recovery of expenditures. | |
Status: Closed-License Granted | |
American Health Management Services, Inc. |
|
Authority: K.S.A. 40-2, 125; 77-537 | |
SUMMARY: Monetary Penalty - Failure to obtain a proper Home State Third-Party Administrator license before operating as an administrator within the State of Kansas; cease and desist from providing Third-Party Administrator services until licensed. | |
Status: Closed-Consent Order | |
American Freedom Assurance, Inc. |
|
Authority: K.S.A. 40-4909; 40-2407; 77-501 | |
SUMMARY: License revoked - Surety bond cancelled- no new surety bond or irrevocable letter of credit received; failure to respond. | |
Status: Revoked | |
Baker, Zachary T. |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revocation - Summary Order issued - Fraudulent or dishonest practice; occupational license revoked; failure to disclose. | |
Status: Revoked | |
Conard, Randi J. |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revocation - Summary Order issued - Failure to pay application fee for resident agent license; failure to respond; untrustworthiness; financial irresponsibility. | |
Status: Revoked | |
Gendlek, Francis J |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revocation - Summary Order issued - Fraudulent or dishonest practice; license not in good standing in home state; license revoked in other state; failure to report disciplinary action. | |
Status: Revoked | |
Domnick, Kayan |
|
Authority: K.S.A. 40-4903; 77-501 | |
SUMMARY: Consent under 18 U.S.C. 1033 granted - Request granted to engage in the business of insurance as a insurance agent pursuant to 18 U.S.C. 1033; application for resident agent license; felony conviction; fiduciary violation; recovery of expenditures. | |
Status: Closed-License Granted | |
Herrig, Elijah S. |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revocation - Summary Order issued - Failure to pay application fee for resident agent license; untrustworthiness; financial irresponsibility. | |
Status: Revoked | |
Urban Settlement Services LLC |
|
Authority: K.S.A. 40-4909; 40-2407; 77-501 | |
SUMMARY: License revoked. - Surety bond cancelled- no new surety bond or irrevocable letter of credit received; failure to respond. | |
Status: Revoked | |
Nassau Re |
|
Authority: K.S.A. 40-3304(a); 40-3304(e)(1) | |
SUMMARY: Exemption granted - Request for exemption from the application of the formal filing and approval requirements of K.S.A. 40-3304(a) approved. | |
Status: | |
Wiehl, Trisha A. |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked. - Final order issued; demonstrated lack of fitness and trustworthiness; improperly withheld, misappropriated or converted a moneys received in the course of doing business; intentionally misrepresented the provisions, terms and conditions of an insurance contract or application for insurance; committed a fraudulent act. | |
Status: Revoked | |
Wiehl, Trisha A. |
|
Authority: K.S.A. 40-4909; 77-536 | |
SUMMARY: License suspended/Emergency Suspension - Emergency suspension until resolution of the matter in Summary Order Docket No. 74361 | |
Status: Suspended | |
United World Life Insurance Company |
|
Authority: K.S.A. 40-2, 125; 77-537 | |
SUMMARY: Monetary Penalty - Consent Agreement and Final Order - Failure to provide timely notice of discontinuation of Medicare Supplement policies. | |
Status: Closed-Consent Order | |
Coventry Health Care of Kansas, Inc. |
|
Authority: K.S.A. 40-3304; 40-1-28 | |
SUMMARY: Form A Statement approved - Form A Statement approved; acquisition of control of Coventry Health Care of Kansas, Inc. and Aetna Better Health of Kansas, Inc. by CVS Health Corporation. | |
Status: | |
Aetna Better Health of Kansas, Inc. |
|
Authority: K.S.A. 40-3304; 40-1-28 | |
SUMMARY: Form A Statement approved - Form A Statement approved; acquisition of control of Coventry Health Care of Kansas, Inc. and Aetna Better Health of Kansas, Inc. by CVS Health Corporation. | |
Status: | |
Allen, Shawna |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked. - Summary Order issued - Revocation of license; used fraudulent conduct or demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business; failure to forward premiums to companies; intentionally misrepresented the provisions, terms and conditions of an insurance contract or application for insurance. | |
Status: Revoked | |
Southwest Kansas Title LLC |
|
Authority: K.S.A. K.S.A. 40-4909; 40-2406; 77-501 | |
SUMMARY: License revoked. - Surety bond cancelled- no new surety bond or irrevocable letter of credit received; failure to submit 2017 title auditing report; failure to pay penalty; failure to respond. | |
Status: Revoked | |
Axis Insurance Company |
|
Authority: K.S.A. 40-222,40-2404 | |
SUMMARY: Monetary Penalty - Market conduct inquiry; improper grouping and unfair trade practices. | |
Status: Closed-Consent Order | |
Roldan, Daisy Janitza |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: Excess Lines license granted. - Excess Lines license issued; Application for nonresident Excess Lines license; failure to pay fine regarding failure to timely file 2017 annual report; recovery of expenditures. | |
Status: Closed-License Granted | |
Roldan, Daisy Janitza |
|
Authority: K.S.A. 40-103 | |
SUMMARY: Previously issued Summary Order vacated - Summary Order issued May 24, 2018 has been vacated. See order for further information. | |
Status: See Subsequent Order | |
Wheat, Layne C. |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked. - Summary Order issued - Revocation of license; license granted in error; Respondent failed to disclose a military conviction. | |
Status: Revoked | |
Dillon, Robert |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked. - Summary order issued - license revocation; premium misappropriations; used fraudulent conduct and demonstrated untrustworthiness and financial irresponsibility in the conduct of business. | |
Status: Revoked | |
Wiehl, Trisha A. |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revocation - Proposed revocation of license; fraudulent conduct; misappropriation of premium, committed fraudulent act | |
Status: See Subsequent Order | |
Employers Reassurance Corporation |
|
Authority: K.S.A. 40-3304(a); 40-3304(e)(1); 77-542 | |
SUMMARY: Exemption granted. - Request for an exemption pursuant to K.S.A. 40-3304(e) from the prior approval requirements as outlined in K.S.A. 40-3304(a). | |
Status: | |
American Home Life Insurance Company (The) |
|
Authority: K.S.A. 40-222 | |
SUMMARY: Financial condition examination report adopted - Proposed financial condition examination report. | |
Status: Closed-Consent Order | |
King, Matthew |
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Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License sanctioned and monetary penalty - License sanctioned; violated provisions of chapter 40 of the Kansas Statutes Annotated, and amendments thereto, or any rule and regulation promulgated thereunder; demonstrated any incompetence in the conduct of business. Penalty must be paid by January 1, 2019. | |
Status: | |
Sherman, Claibourne |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License sanctioned and monetary penalty - License sanctioned; violated provisions of chapter 40 of the Kansas Statutes Annotated, and amendments thereto, or any rule and regulation promulgated thereunder; demonstrated any incompetence in the conduct of business. Penalty must be paid by January 1, 2019. | |
Status: | |
McLin, Matthew |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked - Summary Order - Intentionally misrepresented the provisions, terms and conditions of an actual or proposed insurance contract or application for insurance; used fraudulent or dishonest practice; demonstrated untrustworthiness or financial irresponsibility in the conduct of business; made misleading representation of policies. | |
Status: Revoked | |
Benchmark Insurance Company |
|
Authority: K.S.A. 40-222 | |
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report. | |
Status: Closed-Consent Order | |
McMahon, Kellen C. |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked - Summary Order issued - Revocation of license; license granted in error; Respondent failed to disclose a misdemeanor conviction. | |
Status: Revoked | |
Richards, Bijan |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked - Summary Order issued - Revocation of license; Used any fraudulent, coercive, or dishonest practice, or demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business. | |
Status: Revoked | |
ViaSource Funding Group, LLC. |
|
Authority: K.S.A. 44-5, 120; 77-537 | |
SUMMARY: Monetary Penalty - Failure to timely file Annual Statements and pay renewal fees for years 2013, 2014, 2015 2017as per K.S.A 40-5003(c); monetary penalty assessed. | |
Status: Closed-Consent Order | |
Life Insurance Company of North America |
|
Authority: K.S.A. 40-222; 77-537 | |
SUMMARY: Monetary penalty - Market conduct examination. | |
Status: Closed-Consent Order | |
Cigna Dental Health of Kansas, Inc. |
|
Authority: K.S.A. K.S.A. 40-3304(a); 40-3304(e)(1) | |
SUMMARY: Exemption granted. - Request for exemption from the application of the formal filing and approval requirements of K.S.A. 40-3304(a)approved. | |
Status: | |
Swords, Zachary |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked. - Summary Order Issued; intentionally misrepresented the provisions, terms and conditions of an insurance contract in the course of doing insurance business; fraudulent, coercive, or dishonest practice, or demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business in this state or elsewhere. | |
Status: Revoked | |
Tidwell, Cheryl Ann |
|
Authority: K.S.A. 40-4909; 77-520 | |
SUMMARY: Administrative proceeding dismissed - Application for written consent under 18 U.S.C. 1033; application denied; failure to disclose; felony and misdemeanor conviction; hearing requested; failure to appear. | |
Status: Closed-License Denied | |
Dickerson, Lukas |
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Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked - Summary Order issued; revocation of license; license surrendered in home state. | |
Status: Revoked | |
Ramos, Jr., Desiderio |
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Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked. - Summary Order issued - Revocation of license; fraudulent, dishonest practice or demonstrating incompetence, trustworthiness or financial irresponsibility; license in home state revoked. | |
Status: Revoked | |
Kansas Medical Mutual Insurance Company |
|
Authority: K.S.A. 40-222 | |
SUMMARY: Financial condition examination report adopted - Proposed financial condition examination report. | |
Status: Closed-Consent Order | |
KaMMCO Casualty Company, Inc. |
|
Authority: K.S.A. 40-222 | |
SUMMARY: Financial condition examination report adopted - Proposed financial condition examination report. | |
Status: Closed-Consent Order | |
Knuttila, Steven R. |
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Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: Licensed revoked - Summary Order issued - Revocation of license; fraudulent, dishonest practice or demonstrating incompetence, trustworthiness or financial irresponsibility; license in home state revoked; violated insurance law or regulation in home state. | |
Status: Revoked | |
Bryant, Kristin R. |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked - Summary Order issued - Revocation of license; committed fraud in violation of K.S.A. 40-2404; used fraudulent conduct or demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business; failure to report address change of the agent. | |
Status: Revoked | |
Adams, Travis L. |
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Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked. - Failure to forward premiums to companies; forged another person's name to an application for insurance or to any document related to an insurance transaction; used fraudulent conduct and demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business; intentionally misrepresented the provisions, terms and conditions of an insurance contract or application for insurance; misdemeanor conviction. | |
Status: Revoked | |
Peghee, Armond R. |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked. - Fraudulent and dishonest conduct; misrepresentation on insurance policy; received commissions on policies not earned. | |
Status: Revoked | |
Union Security Insurance Company |
|
Authority: K.S.A. 40-3301;40-3301(d)(1) | |
SUMMARY: Form A Statement approved - Form A Statement approved; acquisition and merger of Union Security Insurance Company. | |
Status: | |
Roldan, Daisy |
|
Authority: K.S.A. 40-4909; 40-246a; 77-501 | |
SUMMARY: Excess Lines license revoked - Failure to pay penalty assessed on 2017 Excess Lines Tax Remittance. | |
Status: Revoked | |
Kahmer, Kristina M. |
|
Authority: K.S.A. 40-4909; 40-246a; 77-501 | |
SUMMARY: Excess Lines license revoked - Failure to pay penalty assessed and failure to file 2017 Excess Lines Report and Tax Remittance. | |
Status: Revoked | |
Newman, Edward E. |
|
Authority: K.S.A. 40-4909, 77-501 | |
SUMMARY: License revoked. - Summary Order issued - Revocation of license; fraudulent and dishonest conduct; failed to pay premium on insurance contracts (bonds); failed to report and pay in cash collateral taken. | |
Status: Revoked | |
Roth, Whitney |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked - Fraudulent and dishonest conduct; forged another person's name to any document related to an insurance transaction; used fraudulent conduct in the conduct of business in Kansas and elsewhere; intentionally misrepresented the provisions, terms and conditions of an actual or proposed insurance contract or application for insurance. | |
Status: Revoked | |
Western Southern Group #836 |
|
Authority: K.S.A. 40-253 | |
SUMMARY: Appointment fees shall not be refunded. - The Kansas Insurance Department correctly applied the law as is laid out in K.S.A. 40-253; the appointment fees paid shall not be refunded to the Appellants. | |
Status: | |
Firefighters Relief Association |
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Authority: K.S.A. 40-1706; 77-501 | |
SUMMARY: Redetermination granted - Application for redetermination from various firefighter relief associations. | |
Status: | |
Gillespie, Ashley |
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Authority: K.S.A. 40-4909; 77-520 | |
SUMMARY: License denied - Application for resident insurance agent; failure to disclose; misdemeanor conviction; hearing requested; failure to appear | |
Status: Closed-License Denied | |
Allstate Fire and Casualty Insurance Company |
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Authority: K.S.A. 40-222; 77-537 | |
SUMMARY: Market conduct examination report adopted. - Market conduct examination report. | |
Status: | |
Physicians Reinsurance, Inc. |
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Authority: K.S.A. 40-309; 40-3301; 40-3304; 77-501 | |
SUMMARY: Merger approved - Proposed merger with and into Physicians Standard Insurance Company. | |
Status: | |
Standard Fire Insurance Company |
|
Authority: K.S.A. 40-222; 77-537 | |
SUMMARY: Monetary Penalty - Failure to manifest to consumers willingness of renewing business on 18 terminated agency contracts; failure to notify 24 consumers of termination of agency contracts; insurance company updated termination manual and procedures. | |
Status: Closed-Consent Order | |
Liberty Mutual Group |
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Authority: K.S.A. 40-222; 77-537 | |
SUMMARY: Monetary Penalty - Market Conduct Examination. | |
Status: Closed-Consent Order | |
Hoesli, Jeremiah W |
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Authority: K.S.A. 40-4909; 77-520 | |
SUMMARY: License denied - Application for resident insurance agent; failure to disclose; misdemeanor conviction; hearing requested; failure to appear. | |
Status: Closed-License Denied | |
Farley, Jay L |
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Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License denial affirmed - Application for resident insurance agent's license; misdemeanor convictions; demonstrated lack of fitness and untrustworthiness. | |
Status: Closed-License Denied | |
WellCare of Kansas, Inc. |
|
Authority: K.S.A. 40-222 | |
SUMMARY: Order correcting Consent Order - Consent Order has wrong date. Nunc Pro Tunc order correcting. | |
Status: See Subsequent Order | |
Sparks, James C. |
|
Authority: K.S.A. 40-4909; 77-520 | |
SUMMARY: Administrative proceeding dismissed; application denied - Application for resident insurance agent's license denied; hearing requested; failure to appear. | |
Status: Closed-License Denied | |
WellCare of Kansas, Inc. |
|
Authority: K.S.A. 40-222 | |
SUMMARY: Financial condition examination report adopted - Proposed financial condition examination report. | |
Status: Closed-Consent Order | |
Compton, Daniel S. |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License issued; Recovery of expenditures - Application for resident insurance agent license; failure to disclose misdemeanor conviction | |
Status: Closed-Consent Order | |
Dicks, James E. |
|
Authority: K.S.A. 40-4909; 77-501 | |
SUMMARY: License revoked; Summary Order issued - Failed to explain consequences to customers on defaulting on their loans; Input fictitious bank account numbers to assist customers in defaulting on their loans; Failed to respond to inquiry. | |
Status: Revoked |